INKRAH Law ·
United States
· Hukum Pasar Modal
Investment Advisers Act of 1940
Undang-Undang Penasihat Investasi 1940
United States Code Title 15, §§ 80b-1 et seq. (1940)
United States Code Title 15, §§ 80b-1 et seq. (1940).
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Bahasa Indonesia
Key Subject Matter
Mengatur penasihat investasi: definisi, kewajiban pendaftaran pada SEC, dan kewajiban antipenipuan yang menjadi dasar kewajiban fidusia penasihat terhadap kliennya.
English (United States)
Key Subject Matter
Regulates investment advisers: the definition, the obligation to register with the SEC, and the anti-fraud duty that underlies an adviser's fiduciary duty to clients.
INKRAH Note
Codified at 15 U.S.C. § 80b-1 et seq.; the basis of an investment adviser's fiduciary duty.
Disclaimer: The English text is the authoritative version of this law; the Indonesian is an unofficial INKRAH translation. Always verify against the official source and check its current status.
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Article by Article
Bahasa Indonesia'Penasihat investasi' berarti setiap orang yang, dengan imbalan, menjalankan usaha menasihati pihak lain mengenai nilai efek atau mengenai kelayakan berinvestasi pada, membeli, atau menjual efek.
English (United States)'Investment adviser' means any person who, for compensation, engages in the business of advising others as to the value of securities or as to the advisability of investing in, purchasing, or selling securities.
Bahasa IndonesiaMelanggar hukum bagi penasihat investasi mana pun, kecuali terdaftar berdasarkan pasal ini, untuk memakai pos atau sarana niaga antarnegara bagian sehubungan dengan usahanya sebagai penasihat investasi.
English (United States)It shall be unlawful for any investment adviser, unless registered under this section, to make use of the mails or any means of interstate commerce in connection with his business as an investment adviser.
Bahasa IndonesiaMelanggar hukum bagi penasihat investasi mana pun untuk memakai siasat, skema, atau tipu daya untuk menipu klien atau calon klien, atau melakukan transaksi, praktik, atau jalannya usaha yang merupakan penipuan atau pengelabuan terhadap klien atau calon klien.
English (United States)It shall be unlawful for any investment adviser to employ any device, scheme, or artifice to defraud any client or prospective client, or to engage in any transaction, practice, or course of business which operates as a fraud or deceit upon any client or prospective client.
